Stock Investing

What Is a Secondary Public Offering? Learn the Risks and Opportunities May 23, 2023 11:41 AM   |  

Secondary public offerings, also called follow-on offerings, differ from IPOs in some key respects. Learn the types of secondary offerings in this guide.

5 min read  |  Investment Guidance
Wash Sales and How to Avoid Them December 15, 2022 2:16 PM   |  

Wash sale tax rules have been recently reported by brokers as wash sale adjustments as part of covered cost-basis reporting. Learn more about the breakdown here.

3 min read  |  Tax Forms
Is a Portfolio Focused on U.S. Assets Right for You? April 6, 2022 10:47 AM   |  

Many investors prefer a globally diverse strategy, but some find that a portfolio focused on U.S. stocks and assets is better for their situation. Consider your time horizon and risk tolerance as well as your long-term goals to determine which might be right for you.

5 min read  |  Portfolio Strategy
Big Stock Trading with a Parachute September 27, 2021 10:15 AM   |  

When stock prices keep going up, at some point they tend to fall. But you don’t know when. If you’re trading stocks that have gone up in price, you might want to consider options strategies such as time strangles, back/ratio spreads, and rolling collars as a potential protective measure.

6 min read  |  thinkMoney Magazine
What Are Treasury Rates and Why Do They Matter? July 2, 2021 10:15 AM   |  

Treasury rates can be thought of as the backbone of the global economy. You can use the yield curve, which is a measure of interest rate expectations, to get an idea of economic conditions and trends.

4 min read  |  Bonds & Fixed Income
Targeting Single-Company Diversification: A Look at Conglomerates Old and New June 4, 2021 10:15 AM   |  

Conglomerate stocks were a common staple of investment portfolios in the 60s. Some tech companies are branching out to become modern conglomerates.

5 min read  |  Stocks & Stock Sectors
Getting a Slice: How IPO Shares Are Priced and Allotted May 27, 2021 10:15 AM   |  

When a stock is made available to the public, there’s a process in place. In some high-demand issues, the IPO process involves an allocation. How does it work?

5 min read  |  Stocks & Stock Sectors
Can Investing in the Sleep Industry Give Your Portfolio a Better Night’s Sleep? March 10, 2021 10:30 AM   |  

Over 35% of adults in the United States sleep less than seven hours a night. Insufficient sleep costs $411 billion annually. The sleep industry includes bedding, wearables, and medical devices.

3 min read  |  Portfolio Strategy
What Is a Stock Buyback? As an Investor, Should You Buy In? January 8, 2021 10:30 AM   |  

If you follow business news, you’ve likely heard reports of companies buying back their shares. What’s that all about? And is it good or bad for the company? Here are a few stock buyback basics.

4 min read  |  Fundamental Analysis
What’s Lurking Behind the January Effect? December 23, 2020 10:30 AM   |  

The January Effect is based on the belief that stocks tend to rise higher, on average, in January. Will we see it happen in the new year? Although past performance is never a guarantee of the future, consider watching the last trading week of the year for possible clues.

2 min read  |  Economic Trends
Employee Stock Compensation Plans and Market Downturns May 13, 2020 11:41 AM   |  

If you’re among the 28 million stock plan participants in the United States, you might be thinking about how the recent downturn and protracted market volatility have affected your stock options, restricted stock, or participation in a stock purchase plan. There might be a silver lining to this cloud.

5 min read  |  Stocks & Stock Sectors
Financial Lifelines: Bankruptcies, Bailouts, and What They Mean for Stock and Bond Investors May 6, 2020 10:30 AM   |  

When the economy turns south, sometimes it exposes cracks in certain companies or industries. There are a few lifelines built into the system—bailouts and bankruptcies for instance—but they're not all alike. Here what investors should know.

5 min read  |  Economic Trends
Riding Out Market Turbulence: Why Staying Invested Can Work Better Than Trying to Time the Market April 2, 2020 4:00 AM   |  

After a market drop, some investors might move their money to wait it out. Find out why staying invested may be a better approach than stock market timing.

4 min read  |  Portfolio Strategy
Catch a Falling Star: Setting Your Selloff Wish List March 11, 2020 10:30 AM   |  

When markets sell off, sometimes quality names with solid fundamentals get placed in the bargain bin along with everything else. When that happens, make sure you have your wish list in place.

5 min read  |  Fundamental Analysis
Finally, Numbers That Matter: Fundamental Analysis for Traders November 14, 2019 10:30 PM   |  

Traders don't look at balance sheets and income statements, right? Not so fast. Fundamental analysis might be able to tell you something your charts can't.

7 min read  |  Fundamental Analysis
How the Sneaker Trade Can Teach About Markets and Investing August 1, 2019 10:15 AM   |  

If you're familiar with StockX and similar online shoe reselling platforms, you might see similarities to the financial market system. What can we learn about investing and stock markets from the sneaker trade?

5 min read  |  Trading Basics
Investing in Meat Alternatives & Plant-Based Companies: Opportunities and Risks June 27, 2019 10:15 AM   |  

Shifting tastes and preferences have led to the emergence of publicly traded plant-based meat alternatives such as Beyond Meat (BYND), and established food producers are responding.

5 min read  |  Stocks & Stock Sectors
Making the Most of Your Company’s Employee Stock Purchase Plan (ESPP) March 29, 2019 4:00 AM   |  

Does your company offer a employee stock purchase plan (ESPP)? Learn tips for making the most of this opportunity to invest in your employer and your portfolio.

5 min read  |  Stocks & Stock Sectors
Psychology: Making Smart Decisions with Your Stock Compensation March 1, 2019 4:00 AM   |  

When making decisions about your equity compensation, remember that the brain can work against you. Here are a few potential pitfalls to avoid. If in doubt, consider reaching out to a financial professional.

5 min read  |  Stocks & Stock Sectors
Equity Compensation & Diversification: What You Need to Know October 4, 2018 4:00 AM   |  

This article presents some points to consider about diversifying holdings of company stock acquired from equity compensation.

4 min read  |  Stocks & Stock Sectors
Money Smart: What Is a Brokerage Account? August 7, 2018 4:00 AM   |  

Many individuals aren’t sure how to start investing in stocks, bonds, and other securities. A brokerage account is one way to start building a diversified portfolio.

3 min read  |  Investing Basics
Pumpkin or Pecan Pie: What State Do Your Investments Call Home? September 29, 2017 12:00 AM   |  

Your choice of pecan pie over sweet potato might indicate what state your investments call “home.”

3 min read  |  Investing Basics
Does Where You Live Influence Your Portfolio? A New Quiz Reveals Results September 4, 2017 12:00 AM   |  

State of Investing quiz helps answer if you invest in what you know and provides insights into how your personal preferences impact your investing decisions

2 min read  |  Stocks & Stock Sectors
Just Add Water? Investing in Growth Funds for Risk and Reward March 7, 2017 11:00 PM   |  

Looking to grow? A growth fund is a basket of stocks designed to deliver capital appreciation as opposed to dividend income.

3 min read  |  Portfolio Strategy
Finding Trade Candidates on the 52-Week-High List October 27, 2016 12:00 AM   |  

We've all heard the adage, "buy low-sell high," but what about buying high and potentially selling higher?

2 min read  |  Stocks & Stock Sectors

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Be sure to understand all risks involved with each strategy, including commission costs, before attempting to place any trade. Clients must consider all relevant risk factors, including their own personal financial situations, before trading.

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