Despite explicit rules from FINRA regarding good faith violations, clients are often confused about the when, why, and how. Here’s what you should know about cash balances, settled vs. unsettled funds, and how to avoid good faith violations.
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Financial Literacy Month is a good time to think about your financial wellness. Throughout the month TD Ameritrade will be sharing education ideas and resources to help grow investors’ financial literacy.
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Content intended for educational/informational purposes only. Not investment advice, or a recommendation of any security, strategy, or account type.
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